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FINRA launches Rule 605 Designated Participant Authorization Form
Saturday, 1 August 2026
Regulator
Banking Supervision
Risk Domain
Sanctions
Business Line
Capital Markets
Amended Rule 605 expands execution quality reporting obligations. Members electing FINRA as Designated Participant must complete new authorization and publish hyperlinks to reports, requiring updates to compliance and reporting infrastructure.
CAL-2026-08-01-004