Alignment
Obligations, evidence requirements, and control expectations by framework
High-level framework summaries — showing which regulatory obligations each pack covers, the themes they map to, and their suggested use cases. For clause-level detail and specific evidence requirements, see Regulators.
6
Frameworks
34
Obligations
10
Linked Themes
5
Jurisdictions
APRA CPS 230 Operational Risk Management Alignment Pack
APRA Prudential Standard CPS 230 Operational Risk Management
6
Obligations
2
Themes
APRA Prudential Standard CPS 230, effective 1 July 2025 (with transitional arrangements for service provider arrangements until 1 July 2026), consolidates and s…
BCBS Principles for the Effective Management and Supervision of Climate-Related Financial Risks Alignment Pack
Basel Committee on Banking Supervision — Principles for the Effective Management and Supervision of Climate-Related Financial Risks (June 2022)
5
Obligations
2
Themes
The BCBS Principles, published in June 2022, establish 18 principles (12 for banks, 6 for supervisors) that set the global baseline for integrating climate-rela…
EU DORA Digital Operational Resilience Alignment Pack
Regulation (EU) 2022/2554 on Digital Operational Resilience for the Financial Sector
6
Obligations
2
Themes
The Digital Operational Resilience Act (DORA), which became fully applicable on 17 January 2025, establishes a unified, directly-binding ICT risk management reg…
FCA Consumer Duty (PS22/9) & AI Governance Alignment Pack
FCA Policy Statement PS22/9 — A New Consumer Duty (FCA Handbook PRIN 2A) and Related AI Governance Expectations
6
Obligations
1
Themes
The FCA Consumer Duty, in force for open products since 31 July 2023 and for closed products since 31 July 2024, imposes a Principle 12 higher standard of care…
FCA/PRA Operational Resilience Policy (PS21/3 & SS1/21) Alignment Pack
PRA Supervisory Statement SS1/21 and FCA Policy Statement PS21/3 — Operational Resilience: Impact Tolerances for Important Business Services
5
Obligations
2
Themes
The joint PRA/FCA operational resilience framework, in force since 31 March 2022 with a transitional runway to 31 March 2025, requires banks, building societies…
PRA SS1/23 Model Risk Management Principles Alignment Pack
PRA Supervisory Statement SS1/23 — Model Risk Management Principles for Banks
6
Obligations
1
Themes
PRA Supervisory Statement SS1/23, effective 17 May 2024, establishes the UK's first comprehensive cross-cutting expectations for model risk management (MRM) at…