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IncreasingMedium2026-07-28

SEBI sets certification requirements for SIF distributors

SecuritiesOtherGeneral RegulatoryWealth ManagementIndiaConf: High
Regulatory Event

SEBI issued a circular prescribing certification requirements for distribution of Specialized Investment Funds (SIFs).

Analysis

SEBI has mandated specific certification standards for individuals distributing Specialized Investment Funds. Distributors, wealth managers, and platforms must update training, licensing, and product governance frameworks to remain eligible to sell SIFs.

Relevance

Introduces new licensing prerequisites impacting distributor onboarding, product governance, and mis-selling risk controls.

Required Action

Action Required

Ensure SIF distributors and staff hold required NISM certifications before onboarding or selling SIF products.

Justification

Certification changes directly affect distribution frameworks and compliance obligations for a new fund category.

Control Commentary

Update distributor eligibility checks, training curricula, and product-governance policies to reflect new SIF certification requirements. Track staff compliance and remediate gaps before sale.

Source

SEBI circular on Certification Requirements for Distribution of Specialized Investment Funds (SIFs).

RH-2026-07-23-023